Capital Markets Middle Office Manager


Technical Skills

  • Capital Markets
  • OTC Structured Products
  • P&L
  • Trade Capture and Booking

Job Description

Capital Markets Middle Office Manager

First level managers within Capital Markets Middle Office with specific responsibilities in Derivatives and Securities Middle Offices, Collateral Management, OTC or Exchange Traded Derivatives, Settlements and Exception Resolutions. The manager will primarily have a staff of analysts at levels 1-3. Group is responsible for working complex issues and processes involving profit and loss generation, profit and loss attribution, trade capture, review both new and amended trades, handle a variety of issues in cash payments, customer, pricing, collateral managemnt, credit, general ledger reconciliation or documentation. The level manager will assist in providing tactical and strategic direction for their specific group. NOTE: This is a restricted job that requires additional approval. Please contact Wholesale Compensation for assistance.


Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.
Employment TypeFull-time
Education LevelNon-specified
Wells Fargo BankFinancial Services, Retail and Commercial Banking

23 / F, AIA Financial Center, 1 Connaught Road Central, Central, Hong Kong

directions_walk13 mins walk from Admiralty Station