Hong Kong Regulatory Transaction Reporting Manager


Technical Skills

  • External Audit
  • Internal Audit
  • Quality Assurance
  • Reconciliations

Job Description

Hong Kong Regulatory Transaction Reporting Manager

Location: Hong Kong

Are you incredibly organized with an eye for detail? Do you know how to take care of business? We’re looking for someone like that to:

- internal audit of pre-defined controls that measure adherence to the guidance set by key local and regional regulators
- provide objective assessment on the design and operating effectiveness of controls and governance. Identify risks and issues as appropriate
- identify non-compliance issues and improvement areas. Completeness, accuracy and timeliness testing for one or multiple asset classes
- support design, test and implementation of automated reconciliations to test completeness across high volume asset classes
- monitor SLA's between Quality Assurance, Middle Office and Regulatory Transaction Reporting teams
- interpret and report findings in a structured and objective manner to the Regional Transaction Reporting Operating Committee. Tracking patterns and anomalies in their findings
- maintain an inventory of controls; incorporate new controls in a standard way that allows them to be understood by a third party
- maintain records that detail who is responsible/accountable for the controls
- support Group Internal Audit and External Audit in their Transaction Reporting reviews
- assist to prepare the material for the various Transaction Reporting Governance forums from risk meetings, regular Steering Committees through to Board meetings

Employment TypeFull-time
Education LevelNon-specified
UBSInvestment Banking and Brokerage

Two International Finance Centre, 8 Finance St, Central

directions_walk11 mins walk from Central Station