Head of Regulatory Compliance



Job Description

Head of Regulatory Compliance

Location: Hong Kong

Are you interested in regulatory developments in the financial markets? Are you experienced in leading small teams of Compliance professionals? We're looking for someone like this to:
- lead the Regulatory Compliance Team in Hong Kong and be responsible for identifying regulatory developments
- oversee the implementation of regulatory initiatives across all business lines and functions
- support the Hong Kong Head of Compliance & Operational Risk Control in providing oversight to the compliance program in Hong Kong and maintain a strong relationship with HKMA/SFC
- advise on the regulatory requirements in relation to self-reporting, entity licensing and outsourcing for the Hong Kong entities, and collaborate with internal stakeholders to handle the submission.
- liaise with regulators and handle their enquiries including s181 request for transaction information

Employment TypeFull-time
Education LevelNon-specified
UBSInvestment Banking and Brokerage

Two International Finance Centre, 8 Finance St, Central

directions_walk11 mins walk from Central Station