Compliance & Operational Risk Control Specialist



Job Description

Compliance & Operational Risk Control Specialist

Location: Hong Kong

Do you have sharp analytic skills? We are looking for A Compliance & Operational Risk Control Specialist to:

• review preparation including sourcing relevant data, risk assessment and discussion with stakeholders on review scope;
• execute routine periodic controls in line with the Global MS&C Minimum Control Standards (GMMCS) framework and local requirements where applicable;
• engage in any other ad-hoc reviews that arise from Global Functions, Business/Support functions or regulators;
• where gaps or discrepancies are noted in the course of carrying out control tasks, identify and engage the team to bring forward change and alignment; liaise with employees, senior management, regulators and major stakeholders as appropriate and necessary

Employment TypeFull-time
Education LevelNon-specified
UBSInvestment Banking and Brokerage

Two International Finance Centre, 8 Finance St, Central

directions_walk11 mins walk from Central Station