Business Standards Officer (Conflict Clearance)



Job Description

Business Standards Officer (Conflict Clearance)

Location: Hong Kong

Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:
– coordinate and manage the conflict clearance process and completion checks for new transactions for the Corporate Client Services division and including ad-hoc requests from other divisions of the Investment Bank and Wealth Management
– use various databases to obtain company information and identify potential conflict, reputational and / or regulatory risks as well as escalating any potential conflict or issues to the appropriate functions
– perform second-line-of-defense activities in relation to consequential risks
– ensure and coordinate inputs with other teams or departments in full compliance with the firm's regulatory obligations and within the risk frameworks
– maintaining internal databases including taking care of the team's internal filing system
– assist with organizing various internal committees and preparation of materials for regional / global management committees

Employment TypeFull-time
Education LevelNon-specified
UBSInvestment Banking and Brokerage

Two International Finance Centre, 8 Finance St, Central

directions_walk11 mins walk from Central Station