Senior Operation Manager, Private Banking, 1317

Lead (more than 10 years)


Technical Skills

  • Anti Money Laundering (AML)
  • Client Onboarding
  • Compliance
  • Credit Risk
  • Know Your Customer (KYC)
  • Operational Risk
  • Settlements
  • Trade Settlement
  • Valuation
  • Wealth Management

Job Description

Senior Operation Manager, Private Banking, 1317

Location: Hong Kong

Hong Kong Based * Permanent * Sizeable Banking Corporation

About Our Client

Our client is one of the leading fast growing banking corporations with strong presence in Hong Kong and China. Owing to rapid growth and expansion, they are seeking high caliber candidate to join them.

Job Description

  • Lead the operational management, oversee the whole middle office division covering Compliance & Operational Risk Control, Credit Risk Management and System Project Management
  • Prepare all respective documents, policies and procedures and provide support & control on the whole account opening processing of client onboarding including AML/KYC/Suitability/FCC & related compliance fulfillments
  • Process all banking and investment transactions, payment & settlement for Private Banking clients
  • Handle all operational, settlement and service related inquiries and complaints from Private Banking clients
  • Monitor all product & trade settlement
  • Process related credit documents, valuation, limit excess monitoring & control & handle all margin calls for Private Banking clients and the respective reporting
  • Manage business initiatives & projects, establish operational policy and procedures for the launch of the various investment products
  • Ensure all compliance requirements of the local regulatory authorities are properly executed in the operation of the business

Job Requirement

  • University degree or above
  • Sound knowledge of the local Private Banking operation policies & procedures and controls of client onboarding; trade transactions and settlements of products; and regulatory rules and requirements particularly the areas of AML/KYC/FCC/Suitability
  • Minimum 10 years’ solid experiences in the areas of operation management and control in Private Wealth Management / Private Banking sector
  • Strong leadership skills
  • Self-motivated, able to work under pressure as a self-starter
  • Strong interpersonal and communication skills
  • Fluency of English, Cantonese and Mandarin

What’s On Offer

Excellent and competitive package.

Apply For The Job

For interest parties, please send your application through system, attaching your updated C.V. in WORD format indicating your present and expected salary and quoting Ref: CP_OM_PB_1317.  Only short-listed candidates will be notified.

(Personal data collected will be used for recruitment-related purposes only.)

Employment TypeFull-time
Career LevelLead (more than 10 years)
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)
Sloane ManhattanHuman Resources and Recruitment

616-617, Tower Two, Lippo Centre 89 Queensway, Admiralty, Hong Kong

directions_walk6 mins walk from Admiralty Station