Senior Compliance Manager, Private Banking, 1316

Lead (more than 10 years)


Technical Skills

  • Compliance
  • Know Your Customer (KYC)
  • Marketing
  • Sales
  • Training

Job Description

Senior Compliance Manager, Private Banking, 1316

Location: Hong Kong

Hong Kong Based * Permanent * Sizeable Banking Corporation

About Our Client

Our client is one of the leading fast growing banking corporations with strong presence in Hong Kong and China. Owing to rapid growth and expansion, they are seeking high caliber candidate to join them.

Job Description

  • Provide advices on all related compliance requirements, particularly the areas of KYC and suitability
  • Review compliance policies & procedures and sales process, new product proposals, product term sheets/marketing materials for investment products, insurance products and respective AUM pledged credit facilities, as well as sales process, system requirements and related sales workflow prepared by business units to ensure the compliance with HKMA/SFC regulatory requirements
  • Perform regular and timely compliance review
  • Liaise with regulatory authorities and follow up with the investigation cases
  • Provide staff training on compliance

Job Requirement

  • University degree or above
  • Sound knowledge of the local regulatory rules and requirements in Private Banking
  • Minimum 10 years’ solid experiences in the areas of compliance and regulatory requirements in Private Banking
  • Self-motivated, able to work under pressure as a self-starter
  • Able to work independently with excellent communication skills
  • Proficiency in English, Cantonese and Mandarin

What’s On Offer

Excellent and competitive package.

Apply For The Job

For interest parties, please send your application through system, attaching your updated C.V. in WORD format indicating your present and expected salary and quoting Ref: CP_Compliance_1316.  Only short-listed candidates will be notified.

(Personal data collected will be used for recruitment-related purposes only.)

Employment TypeFull-time
Career LevelLead (more than 10 years)
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)
Sloane ManhattanHuman Resources and Recruitment

616-617, Tower Two, Lippo Centre 89 Queensway, Admiralty, Hong Kong

directions_walk6 mins walk from Admiralty Station