Senior Regulatory Compliance Manager - VP · Randstad · Hong Kong

Job Description

about the company.

Our client is a full licensed financial institution with strong presence in the region.

about the job.

Identify and evaluate compliance risks of the operations and business activities
Provide day to day regulatory advice and guidance on rules and internal policies and ensure the business unit in compliance with the law, rules and regulations
Review business processes and new initiatives put forward by the business units to ensure compliance with regulatory requirements
Partner with other Compliance and Legal teams on assessing and measuring compliance and related risks
Draft, revise, update and maintain Compliance policies and manuals of the business units
Review, enhance and develop the compliance programs, procedures and guidelines
Manage relationship with the relevant Exchanges and Regulators, handling queries and requests
Deliver in-house compliance training to the business unit and advice to the management

skills & experiences required.

Degree holder of Laws, Finance or other related disciplines
5 years' relevant compliance experience in securities brokerage or asset management field
Candidates with compliance exposure in SFC full licensed corp is an advantage
Good command of written and spoken English and Chinese including Putonghua

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]

Employment Type	Full-time
Education Level	None
Language	English, Cantonese, Mandarin (Putonghua)

Expired

RandstadHuman Resources and Recruitment

Randstad was founded in 1960 by Dutch entrepreneurs and university students Frits Goldschmeding and Ger Daleboudt, who were both studying economics together at the time. Frits had written a thesis about the phenomenon of temporary work and was passionate about the benefits of additional but temporary staff during peak periods. From our humble beginnings (our first ever advertising flyers were created in Frits Goldschmeding's dorm room in his student house!) - the company has grown to become the world's second-largest HR service provider.

Randstad now operates in 39 countries, representing more that 90 percent of the global HR services market, and worldwide Randstad employs around 28,030 of its own staff, whilst 567,700 people are deployed in other companies every day through Randstad.

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

8 mins walk from Central Station

The Job Post is Expired...