You may also like
CDD Analyst - US Top Tier Investment Bank
Chandler Macleod
- Find out more about the job
- Find out more about the job
Financial Compliance Manager (Financial Reporting)
Bank of China
- Accountancy
- Analytics
- +7 skills
- +8 skills
Advisory - Regulatory Compliance - Director (Asset Management)
Ernst & Young (EY)
- Anti Money Laundering (AML)
- Asset Allocation
- +8 skills
- +9 skills
Senior Business Compliance Officer
Bank of China
- Accountancy
- Audit
- +5 skills
- +6 skills
Compliance Manager / Assistant (Hong Kong Branch)
Bank of China
- Asset Allocation
- Compliance
- +6 skills
- +7 skills
- Home
- Jobs
- Functions
- Compliance and Anti-Fraud
- Senior Regulatory Compliance Manager - VP
Senior Regulatory Compliance Manager - VP
Full-time
Posted
Job Description
about the company.
Our client is a full licensed financial institution with strong presence in the region.
about the job.
- Identify and evaluate compliance risks of the operations and business activities
- Provide day to day regulatory advice and guidance on rules and internal policies and ensure the business unit in compliance with the law, rules and regulations
- Review business processes and new initiatives put forward by the business units to ensure compliance with regulatory requirements
- Partner with other Compliance and Legal teams on assessing and measuring compliance and related risks
- Draft, revise, update and maintain Compliance policies and manuals of the business units
- Review, enhance and develop the compliance programs, procedures and guidelines
- Manage relationship with the relevant Exchanges and Regulators, handling queries and requests
- Deliver in-house compliance training to the business unit and advice to the management
skills & experiences required.
- Degree holder of Laws, Finance or other related disciplines
- 5 years' relevant compliance experience in securities brokerage or asset management field
- Candidates with compliance exposure in SFC full licensed corp is an advantage
- Good command of written and spoken English and Chinese including Putonghua
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]
| Employment Type | Full-time |
| Education Level | None |
| Language | English, Cantonese, Mandarin (Putonghua) |
Share the page
RandstadHuman Resources and Recruitment
Randstad was founded in 1960 by Dutch entrepreneurs and university students Frits Goldschmeding and Ger Daleboudt, who were both studying economics together at the time. Frits had written a thesis about the phenomenon of temporary work and was passionate about the benefits of additional but temporary staff during peak periods. From our humble beginnings (our first ever advertising flyers were created in Frits Goldschmeding's dorm room in his student house!) - the company has grown to become the world's second-largest HR service provider.
Randstad now operates in 39 countries, representing more that 90 percent of the global HR services market, and worldwide Randstad employs around 28,030 of its own staff, whilst 567,700 people are deployed in other companies every day through Randstad.
50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower
directions_walk8 mins walk from Central Station