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- Regulatory Compliance, AVP - Wealth Management (SFC 1,4,9)
Regulatory Compliance, AVP - Wealth Management (SFC 1,4,9)
Full-time
Posted
Job Description
about the company.
Our client is a well-known international wealth management firm with strong presence in the region
about the job.
- To ensure interpretation and adherence to all on-going regulatory requirements in relation to regulatory rules and requirements, AML and Data Protection legislation.
- To analyse publications from the SFC, OCI, CIB and MPFA
- To provide guidance to the business on AML and data protection
- To provide compliance training to staff
- To conduct thematic review on compliance issue
- To review high risk customer and perform regular AML review
skills & experiences required.
- At least 4-5 years of relevant compliance experience coming from PWM / Wealth Management or an investment bank or with the SFC
- Excellent oral, written and analytical skills
- Strong IT skills in Microsoft Office
- Familiarity with the SFC, OCI, CIB and MPFA requirements
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]
| Employment Type | Full-time |
| Education Level | None |
| Language | English, Cantonese, Mandarin (Putonghua) |
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RandstadHuman Resources and Recruitment
Randstad was founded in 1960 by Dutch entrepreneurs and university students Frits Goldschmeding and Ger Daleboudt, who were both studying economics together at the time. Frits had written a thesis about the phenomenon of temporary work and was passionate about the benefits of additional but temporary staff during peak periods. From our humble beginnings (our first ever advertising flyers were created in Frits Goldschmeding's dorm room in his student house!) - the company has grown to become the world's second-largest HR service provider.
Randstad now operates in 39 countries, representing more that 90 percent of the global HR services market, and worldwide Randstad employs around 28,030 of its own staff, whilst 567,700 people are deployed in other companies every day through Randstad.
50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower
directions_walk8 mins walk from Central Station