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Regulatory Compliance, AVP - Wealth Management (SFC 1,4,9)


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Regulatory Compliance, AVP - Wealth Management (SFC 1,4,9)



Job Description

about the company.

Our client is a well-known international wealth management firm with strong presence in the region
about the job.
  • To ensure interpretation and adherence to all on-going regulatory requirements in relation to regulatory rules and requirements, AML and Data Protection legislation.
  • To analyse publications from the SFC, OCI, CIB and MPFA
  • To provide guidance to the business on AML and data protection
  • To provide compliance training to staff
  • To conduct thematic review on compliance issue
  • To review high risk customer and perform regular AML review
skills & experiences required.
  • At least 4-5 years of relevant compliance experience coming from PWM / Wealth Management or an investment bank or with the SFC
  • Excellent oral, written and analytical skills
  • Strong IT skills in Microsoft Office
  • Familiarity with the SFC, OCI, CIB and MPFA requirements

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]

Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese, Mandarin (Putonghua)
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station