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Insurance Distribution Compliance - Senior Manager



Job Description

about the company.

Our client is a rapidly expanding insurance firm with strong presence in the region.

about the job.
  • Ensure the update of compliance related policies and procedures to comply with company and regulatory requirement and well communicated the up-to-date policy/guidelines to agency
  • Conduct investigations into complaints about alleged misconduct against agents and distributors. Recommend appropriate disciplinary actions, prepare investigation reports and recommend follow up action
  • Identify new regulatory changes affecting distribution operation, advise on relevant impact and implement relevant compliance requirement
  • Coordinate and manage the agency disciplinary process and guidelines
  • Review of compliance communication and training material
skills & experiences required.
  • Degree in Law, Finance or Business related disciplines
  • 5 to 8 years of experience in legal or compliance field in insurance, pension industry or financial services sector
  • Sound knowledge of insurance regulatory requirements
  • Strong analytical, problem solving and decision making skills
  • Fluency in English, Cantonese and Mandarin, both written and spoken

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]

Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese, Mandarin (Putonghua)
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station