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Head of Risk & Compliance - Expanding Financial Services Firm


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Head of Risk & Compliance - Expanding Financial Services Firm



Job Description

about the company

Our client is an expanding Financial Services firm in HK.
about the job
  • You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the Firm
  • Monitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governance
  • Liaise with regulators and local authorities on legal and compliance issues
  • Deal with relevant regulatory authorities and external parties (e.g. SFC, HKEx)
skills & experiences required
  • University degree holder in law, finance or related disciplines
  • At least 12 to 15 years of relevant legal or compliance experience in financial services industry in Hong Kong
  • Strong presentation and communication skills in fluent written and spoken English, Putonghua and Cantonese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: [email redacted, apply via Jobable]

Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station