You may also like

GF Compliance Surveillance Senior Manager

  • Appraisal
  • Commodities
  • +10 skills
  • +11 skills

Financial Compliance Manager (Financial Reporting)

Bank of China
  • Accountancy
  • Analytics
  • +7 skills
  • +8 skills

Wealth Management Compliance Officer

  • Wealth Management

Compliance AML Execution Senior Analyst

  • Accountancy
  • Anti Money Laundering (AML)
  • +10 skills
  • +11 skills

Vice President, Personal Account Dealing Compliance, Hong Kong

JPMorgan Chase Bank
  • Compliance
  • Economics
  • +4 skills
  • +5 skills

General Compliance, AVP - Wealth Management (SFC 1,4,9)



Job Description

about the company.

Our client is a well-known international wealth management firm with strong presences in the region
about the job.
  • To ensure interpretation and adherence to all on-going regulatory requirements in relation to regulatory rules and requirements, AML and Data Protection legislation.
  • To analyse publications from the SFC, OCI, CIB and MPFA
  • To provide guidance to the business on AML and data protection
  • To provide compliance training to staff
  • To conduct thematic review on compliance issue
  • To review high risk customer and perform regular AML review
skills & experiences required.
  • At least 4-5 years of relevant compliance experience coming from PWM / Wealth Management or an investment bank or with the SFC
  • Excellent oral, written and analytical skills
  • Strong IT skills in Microsoft Office
  • Familiarity with the SFC, OCI, CIB and MPFA requirements

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]

Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese, Mandarin (Putonghua)
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station