General Compliance, AVP level - PWM Banking

Full-time

Posted 

Job Description

about the company

A well-known and expanding bank in Asia which focuses on Private Banking and Corporate Banking Business.
about the job
  • Assist the Head of Legal & Compliance to review all policies and procedures to ensure them comply with the regulatory requirements
  • Interpret laws, rules and regulations for business, provide advisory support to the management and associates on legal matters
  • Liaise with regulators and business units
skills & experiences required
  • Bachelor's degree or above in Law, Accounting or Company Secretary
  • Knowledge of Sales Suitability/PI regimes
  • At least 5 years' relevant work experience in corporate banking, private banking or private wealth management
  • Knowledge of Banking Ordinance, SFO and the HKMA/SFC rules
  • Good interpersonal skills and problem solving skills
  • Proficient in written and spoken English and Chinese (Mandarin and Cantonese)
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on +852 2232 3421 or email: [email redacted, apply via Jobable]



Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese, Mandarin (Putonghua)
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station