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General Compliance, AVP level - Private Wealth Management



Job Description

about the company.

Our client is a well-known international bank with strong presence in the region
about the job.
  • Provide advisory to the Business Unit relating to compliance matter and regulatory change
  • Draft and review policies and procedures to ensure compliance
  • Monitor day to day surveillance of sales activities.
  • Perform periodic desk reviews
  • Monitor regulatory changes and provide training to staff
  • Maintain Compliance documentation such as compliance manual
skills & experiences required.
  • 5 years' relevant working experience in the financial services industry in Compliance field
  • Candidates with past working experience with the HKMA will be at an advantage
  • Familiarity with the Banking Ordinance, SFO and rules in HKMA and SFC is a must
  • Excellent verbal and written communication skills (both English and Chinese)

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on +852 2232 3421 or [email redacted, apply via Jobable]

Employment TypeFull-time
Education LevelNone
LanguageEnglish, Afrikaans
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station