Deputy Head of Compliance, APAC - Director level

Our client is a non-bank, financial services business with a strong presence in the region.

• You will implement and maintain the Compliance Program, standards and policies across the Asia Pacific region
• Monitor, track and communicate major proposals and trends on regulatory change and enforcement, including impact analysis
• Provide Compliance coverage of the firm's regulated and electronic trading platforms. Includes monitoring system development, alerts and incidents
• Prepare and maintain an annual Compliance training plan which addresses employee needs and Compliance requirements
• Develop and deliver Compliance training and resources which enhances employee awareness and knowledge
• Provide Compliance advice to the business and support groups to ensure Compliance with regulatory and company requirements and standards

• Degree holder, preferably in Law or in a business-related discipline
• At least 12-18 years of relevant Compliance experience in a regulated financial institution, ideally in a business facing role
• Strong knowledge of financial industry rules and regulation
• Ideally with experience working with key regulators in APAC, e.g. MAS, ASIC, HKSFC
• Experience in liaising with securities regulators and managing regulatory inquiries, surveys and inspections
• Prior experience developing and conducting training is strongly preferred
• Excellent oral and written communication skills in English
• Strong organizational, analytical and problem solving skills.
• Experience dealing with stakeholders at all levels
• This role is open to qualified lawyers with strong global markets product knowledge

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: [email redacted, apply via Jobable]