You may also like

Customer Due Diligence Officer / KYC - international bank

Chandler Macleod
  • Find out more about the job
  • Find out more about the job

Compliance Officer - Securities firm (Fresh grad welcome)

Ambition
  • Find out more about the job
  • Find out more about the job

FCC Surveillance Officer (Hong Kong) #132570

Credit Suisse
  • Anti Money Laundering (AML)
  • Compliance
  • +1 skill
  • +2 skills

(Assistant) Financial Compliance Manager (Regulatory Reporting)

Bank of China
  • Accountancy
  • Financial Reporting
  • +3 skills
  • +4 skills

Compliance Manager

Bank of China
  • Accountancy
  • Audit
  • +4 skills
  • +5 skills

Control Room Compliance - VP level

Full-time

Posted 

Job Description

about the company

Our client is an expanding international Corporate & Investment Bank.
about the jobof
  • You will be lead the Control Room function for the Firm which includes the monitoring and enforcing of information barriers between public and private side of the business
  • You will work closely with counterparts and functional leadership to ensure a global approach to key issues affecting the research review from a regulatory standpoint.
skills & experiences required
  • Bachelor's degree in finance, accounting or legal
  • At least 6-8 years of relevant control room, PAD, research or IBD compliance experience
  • Strong attention to detail, administrative skills and analytical approach to problem solving
  • Ability to identify real issues and know when to escalate
  • Ability to meet tight deadlines and to make quick and reasoned decisions under pressure.
  • Strong presentation and communication skills in fluent English and Chinese
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: [email redacted, apply via Jobable]



Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station