Our client is an expanding investment banking business with strong presence in the region.

• Responsible for day to day operation of the Control Room i.e. update of control room operating process, procedural manual, wall-crossing, maintenance of Watchlist
• Handling the process for staff dealing, approving request, monitoring on employee dealing activities as required per the FICMD Employee Dealing Policy
• Review and approve Wall-crossing requests
• Works together with Legal and other Compliance teams

• University graduate with at least 3 years' working experience in the Control Room Function
• Good understanding of the current regulatory environment and financial markets and securities regulations and rules
• Able to work as both individual contributor and team player
• Good presentation and report writing skills
• Excellent command of both spoken and written English and Chinese.

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]