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Compliance Manager, APAC - Expanding Asset Management Firm


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Compliance Manager, APAC - Expanding Asset Management Firm



Job Description

about the company.

Our client is an international and expanding asset management firm.
about the job.
  • Advise on a full range of compliance and regulatory issues
  • Advise on the registration and ongoing responsibilities related to registration with the HK SFC
  • Conduct internal investigations in a wide variety of compliance related matters
  • Develop and update policies and procedures that reflect changes in business, regulation, and developing views on issues
  • Prepare and respond to inquiries and audits from regulatory authorities
  • Work closely with the global compliance team based in the UK skills & experiences required

skills & experiences required

  • Bachelor's degree in legal, finance, or related discipline
  • At least 4-6 years of relevant compliance experience for an asset management or investment management firm
  • Good knowledge of SFC code of conduct and ideally, MAS regulations
  • Strong communication and presentation skills in fluent English
  • Open to compliance consulting candidates
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]

Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese, Mandarin (Putonghua)
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station