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Business Compliance / Trade Surveillance - Global Markets



Job Description

about the company.

Our client is a leading foreign bank with strong presence in the region.
about the job.
  • Supervise trading activities to ensure compliance with all applicable regulations
  • E-mail and voice mail communication surveillance
  • Provide consultation and advice to trading desks and Business Heads
  • Review marketing materials, business visits, gifts and entertainment record
  • Monitor suspicious trading activities with application of Actimize
skills & experiences required.
  • Good knowledge of the CBIRC and related banking regulations
  • Strong product knowledge and understanding of trading activities and applicable regulations
  • Strong communication skills in Chinese and English, both written and verbal
  • Strong analytical skills - analyze the evidence collected on remediated controls and determine if there is substantive conformance with requirements

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email redacted, apply via Jobable]

Employment TypeFull-time
Education LevelNone
LanguageEnglish, Cantonese, Mandarin (Putonghua)
RandstadHuman Resources and Recruitment

50 Connaught Road Central, 5th Floor, Agricultural Bank of China Tower

directions_walk8 mins walk from Central Station