Senior Officer, Compliance


Technical Skills

  • Chinese Word Processing
  • Microsoft Excel
  • Microsoft Word

Job Description

Senior Officer, Compliance

Location: Hong Kong


1.  Investigate any non-compliance activities relating to Mainland Business, and assist the team to take appropriate follow-up actions.

2.  Monitor activities relating to Mainland business (including without limitation identifying and assessing control weaknesses; assisting in providing recommendations to rectify the same; and monitoring implementation of such recommendations, etc)

3.  Review / prepare policies and guidelines relating to Mainland business

4.  Provide full support for the team in ad hoc assignments


- Degree holder in Accounting, Business Administration, Law or related disciplines;

- Minimum of 2 years' experience in compliance / investigation / audit / risk / insurance / banking;

- Proficient in Microsoft Office and Chinese word processing;

- Excellent writing skill in both English & Chinese;

- Strong analytical and investigation skill;

- Good knowledge in social media platforms (for example, facebook / wechat);

- Good in Putonghua

Employment TypeFull-time
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)
PrudentialFinancial Services, Retail and Commercial Banking

3/f, Berkshire House, 25 Westlands Road, Hong Kong

directions_walk7 mins walk from Quarry Bay Station