Compliance Manager

Senior (6-10 years)

Technical Skills

  • Audit
  • Compliance
  • Life Insurance
  • Microsoft Excel
  • Microsoft Word
  • Project Management

Job Description

Compliance Manager

Location: Hong Kong

Job Description:

  • To review sales materials, marketing materials and product documents produced by the Company or Sales Force; and ensure that all these documents comply with the Business Code of Conduct, internal requirements, and all statutory and regulatory requirements.  To provide advice in regular meetings for product development.
  • To provide compliance advice, e.g., (1) to provide advice with respect to new business initiatives and assigned projects; (2) to provide advice & guidance on regulatory / compliance issues to staff / sales forces.
  • To assist in implementation of new laws and regulatory requirements.
  • To prepare, review and update the Company's compliance policies, procedures, guidelines, manuals & handbooks.
  • To provide Compliance training to staff/sales force on compliance issues; and to prepare, review and update the relevant training materials; and to handle ad-hoc projects.
  • To support and render assistance to other teammates where necessary or as directed by a supervisor.


  • Degree holder with major in Law, Accounting, Finance or related discipline; an insurance related qualification will be an advantage
  • Minimum of 8 years experience in Compliance or Audit in life insurance companies or banks
  • Good knowledge of life insurance, general insurance and investment products
  • Good knowledge of regulatory requirements, life insurance operations and agency administration
  • Good in both written and spoken English and Chinese
  • Computer literate
  • Effective communication and management skills
Employment TypeFull-time
Career LevelSenior (6-10 years)
Education LevelBachelor
LanguageEnglish, Cantonese
PrudentialFinancial Services, Retail and Commercial Banking

3/f, Berkshire House, 25 Westlands Road, Hong Kong

directions_walk7 mins walk from Quarry Bay Station