Associate/Senior Associate/Manager-RA-Internal Audit-HK

Junior (less than 3 years)


Technical Skills

  • Anti Money Laundering (AML)
  • Client Onboarding
  • Internal Audit
  • Know Your Customer (KYC)
  • Oracle Database
  • Qlikview
  • Risk Management
  • SAP
  • SAS (Statistical Software)

Job Description

Associate/Senior Associate/Manager-RA-Internal Audit-HK

Location: Hong Kong

Job Descriptions
We are currently looking for individuals with strong internal audit, internal controls and risk management backgrounds to join our team.
Key responsibilities will include:
  • Executing and delivering the results of internal audit co-sourcing and / or outsourcing assignments for our client portfolio across various industries;
  • Assisting our clients in identifying and assessing their processes and internal controls and recommending areas for improvement and optimisation;
  • Helping design and implement internal audit strategies and plans;
  • Acting as senior team members on assignments where we perform external quality reviews and assessments of client’s in-house internal audit functions;
  • Conducting different types of consulting assignments such as enterprise risk management, compliance reviews and risk and controls related projects;
  • Performing other internal control reviews for our clients, including ad-hoc reviews, regulatory sanctioned assessments etc.
  • Supervising, coaching and developing individual team members in your assignments.
You will be expected to take a consultant's approach to the projects whilst utilising our Firm’s methodology and tools to provide solutions to the client's business issues.
Year of experience
Associate: 1 year experience
Senior Associate: 3 years experience
Manager: 6 years experience
  • University degree majoring in accounting, information systems or business related subjects;
  • An audit related qualification (CIA - preferable) or a finance or technical professional qualification (e.g.  CPA, CISA, CISSP, or CISM);
  • Relevant experience in Risk Management, Regulatory Compliance and Audit with a reputable international accounting firm or multi-national corporation;
  • Practical experience in one the following industries is preferable:
    • Asset management;
    • Banking and capital; and / or
    • Insurance.
  • Familiar with internal audit tools and technologies as well as other enterprise applications (e.g.  ACL, TeamMate, SAP, Oracle, JD Edwards, etc.);
  • Experience in any of the business intelligent and analytics tools such as  Qlikview, Tableau, SAS, IDEA, ACL, Oversight Systems, SAP BI, etc. is preferable;
  • Excellent communication skills in both oral and written English – and preferably also in Chinese;
  • Flexible, self-starter;
  • Strong inter-personal skills and able to interact with executive levels of client and PwC management;
  • Effective time and project management, interpersonal and influencing skills are essential; and
  • Flexibility to travel to out-of-town engagements.Banking and capital markets (working knowledge of client on-boarding / KYC / AML / other regulatory compliance, front office activities in products / sales channels, middle and/or back office control, operational / technology risk management – commercial banking, private banking, investment banking)
  • Insurance (working knowledge of underwriting, claims, reserving, Solvency II, policy administration systems – general or life insurance)
  • Familiar with internal audit tools and technologies as well as other enterprise applications (e.g.  ACL, TeamMate, SAP, Oracle, JD Edwards, etc.);
  • Strong fluency in internal audit and internal controls (e.g. COSO, SoX,) and risk management (e.g. ERM, ISO 31000) frameworks / concepts;
  • Ability to identify and assess business process controls and linkage to IT systems;
  • Excellent communication skills in English and Chinese (candidates with Mandarin skills preferred);
  • Advanced report writing skills in English (and preferably Chinese as well);
  • Flexible, self-starter possessing intellectual curiosity;
  • Ability to interact with executive levels of client management;
  • Effective time management and project management, interpersonal and influencing skills are essential; and
  • Flexibility to travel to out-of-town engagements on occasions
Employment TypeFull-time
Career LevelJunior (less than 3 years)
Education LevelBachelor
QualificationCertified Information Security Manager (CISM), Certified Information System Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified Public Accountant (HKICPA), Certified Internal Auditor
LanguageEnglish, Cantonese

22/F, Prince's Building Central, Hong Kong