AML Compliance Specialist

Intermediate (3-6 years)

Technical Skills

  • Anti Money Laundering (AML)
  • Compliance
  • Due Diligence
  • Marketing
  • Sales

Job Description

AML Compliance Specialist

Create more incredible numbers by:

A. Ethical and Legal Requirements

  • accustom to all applicable AML laws and regulations, risk and compliance related policies and procedures
  • committing to legal and ethical behavior by ensuring risk management and compliance practices are in compliance with applicable requirements
  • ensuring all responsible areas comply with ethical and legal standards

B. Assisting the Department Head, Consultant and/or Senior Managers to handle day-to day matters relating to AML & Due Diligence processes

  • performing day-to-day Merchant Due Diligence onboarding and ongoing review (e.g. name screening, merchants' information and documentation review, transactions monitoring, STR review and reporting, etc.) according to established procedures. In particular, ensure the completeness of Merchants' Due Diligence information and documentation collected and/or recorded in the systems
  • liaising with the Sales & Marketing Department for the collection of outstanding Merchant Due Diligence information and documentation
  • ensuring adherence of work processes and procedures to relevant laws (e.g. AMLO), HKMA guidelines, Guidelines and Practice Note on Supervision of Stored Value Facilities Licensees, and any other relevant regulations and guidelines
  • identifying unusual or suspicious activities/transactions, and report to MLRO as appropriate
  • keeping up with current development of relevant laws, rules and regulations

A right fit for your portfolio?

  • Degree Holder in relevant discipline
  • At least 3 years of relevant experience in the financial services industry with sound AML related compliance and due diligence experience
  • Experience with retail banking, cards or payment operations is a plus
  • Knowledge in banking ordinance, HKMA's AML Guideline, Personal Data (Privacy) Ordinance and Guidelines of Office of Privacy Commissioner for Personal Data
  • Attentive to details
  • Self-starter with professional integrity
  • Good analytical and communication skills
  • Good command of written and spoken English and Chinese

How to Apply

Please send your resume, present and expected salary, contact details and quoting the reference number by e-mail to:

Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish, Cantonese
Octopus Holdings LimitedFinancial Services, Retail and Commercial Banking

9 / F, ManhattanPlace, 23 Hoi Tai Road, Kowloon Bay, Kowloon

directions_walk15 mins walk from Kowloon Bay Station