Investment Banking Division (IBD) HKG, Asia Pacific Risk Manager

Intermediate (3-6 years)


Technical Skills

  • Equities
  • Internal Audit
  • Investment Management
  • Mergers & Acquisitions
  • Microsoft Excel
  • Microsoft Powerpoint
  • Microsoft Word
  • Underwriting
  • Wealth Management

Job Description

Investment Banking Division (IBD) HKG, Asia Pacific Risk Manager

Location: Non-Japan Asia-Hong Kong-Hong Kong-Hong Kong

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in more than 43 countries, the Firm’s employees serve clients worldwide including corporations, governments, institutions and individuals.
Morgan Stanley is a worldwide leader in investment banking. We are one of the top firms in mergers & acquisitions (M&A), underwriting of equity transactions, corporate debt issuance, and high-yield debt financing. With professionals in 30 countries, we are consistently recognized for our performance in traditional and innovative financing techniques, helping clients around the world to make decisions about their business strategy and financial structure.
Asia Pacific IBD is seeking a Risk Manager to join the management team to strengthen first line of defense in managing risk and complying with policies and regulatory requirements. The successful candidate joins a service-oriented team and will be accountable for performing various operational, supervisory and risk management activities.
Key responsibilities of this role include but are not limited to:
• Build relationships with key stakeholders including bankers, legal and compliance, firm management, human resources, internal audit etc. to facilitate risk-related discussions
• Manage the execution of risk functions e.g. client onboarding, risk and control self-assessment, electronic communications surveillance, employee trade pre-clearance statement review, and business continuity planning, etc.
• Work with key stakeholders to successfully resolve risk issues and escalations, including the identification of root causes and remediation to avoid future occurrence
• Review, establish, update and/or implement new management controls through coordination with key stakeholders
• Produce risk metrics reporting and trend analysis for IBD Supervisors and other key stakeholders
• Collaborate with IBD Legal and Compliance on the review and implementation of policies, procedures and requirements*LI-JG1


• Bachelor’s degree
• At least 4 years of experience in a similar capacity within a financial institution
• Superior oral and written communication skills in English, proficiency in Mandarin desirable
• Advanced Excel, PowerPoint and Word skills
• Highly detailed with strong analytical abilities
• Strong project management capabilities
• Client onboarding experience desirable
Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
Morgan StanleyInvestment Banking and Brokerage

Level 46 International Commerce Centre 1 Austin Road West Kowloon Hong Kong SAR

directions_walk21 mins walk from Austin MTR Station