AVP-Compliance

Full-time

Posted 

Technical Skills

  • Compliance
  • Training

Job Description

AVP-Compliance

The Role / Responsibilities:
Moody's compliance function operates globally to provide compliance support, training, and surveillance to its business lines. This role will be directly reporting to and working closely with the Head of Compliance in Hong Kong, and will be primarily responsible for providing managerial and technical support for execution of Compliance responsibilities for the Hong Kong hub.
  • Planning and executing various compliance initiatives, often in a managerial role
  • Planning and executing compliance training
  • Ability to assume managerial, leadership, mentor role as Senior Compliance Officer
  • Providing technical and managerial support for local compliance needs as required
  • Coordinating and interfacing with Global Compliance teams and BUCOs
  • Supporting compliance efforts outside of jurisdiction and region as may be directed
  • Participating in and contributing to local / team / group / corporate discussions
  • Developing and managing implementation projects
  • Performing other duties as may be instructed by management
  • Interfacing with external parties, particularly regulators, as may be required.
Employment TypeFull-time
Education LevelNon-specified
LanguageEnglish
Moody's Asia PacificInformation Technology

24/F, One Pacific Place 88 Queensway Admiralty, Hong Kong

directions_walk8 mins walk from Admiralty Station