KPMG

Associate Director , Internal Audit, Risk And Compliance (FATCA/CRS)

KPMG
Full Time
Senior (6-10 years)
Bachelor
English

Job Description

Associate Director , Internal Audit, Risk And Compliance (FATCA/CRS)

Location: Hong Kong

KPMG’s Risk Consulting Services has grown substantially since its establishment. KPMG’s Internal Audit, Risk and Compliance Consulting Services help organisations improve their corporate governance, risk management and internal control systems by focusing on strategic, regulatory and operational issues across different functions and operating units. We provide governance, risk and compliance services to support compliance with listing rules and other regulatory requirements, and assist in developing integrated frameworks that unify governance, risk, compliance and assurance functions.

In addition, we also help organisations enhance their business performance through designing business and operational strategies as well as the underlying business processes and IT systems.

Responsibilities

- Lead opportunity pursuits; build and maintain internal and external relationships
- Act as a key member of client service teams
- Support business development and targeted marketing activities
- Work with a team of professionals to perform high-quality consulting projects and help identify performance improvement opportunities for clients
- Communicate with senior management and client representatives
- Effectively manage multiple large and complex engagements / tasks simultaneously.
- Supervise and manage performance of the team working on assigned engagements
- Ensure knowledge of local and international internal auditing / control, processes, regulatory compliance, risk management methodologies, current corporate governance and regulatory developments / requirements is up to date
- Candidates with less experience will be considered as Manager

Experience

- Minimum 8 years consulting or relevant experience. Good knowledge across the following areas: internal audit, operational process design and improvement, corporate governance, internal controls, regulatory compliance, enterprise risk management. Experienced project managers with deep technical insights in areas specific to financial service business, regulatory and / or operational risks is preferred. 
- Financial institution experience in majority of the following industries: banking,  broker dealer, asset management, insurance would be required
- Regulatory knowledge including SFC, HKMA, MAS, FATCA, CRS. Additional Global and / or regional regulatory knowledge (Dodd Frank, MiFID) are a plus.
- Able to clearly describe end-to-end business processes and key integration points, and identify challenges and / or solutions for financial institution clients
- Experience in leading business and opportunity development and pursuits
- Critical and creative thinking, strong analytical with demonstrative problem-solving skills with high commitment to quality client service
- Good communication and interpersonal skills
- Strong team-building, mentoring and leadership capabilities
- Strong presentation and report-writing skills with a good command of verbal and written English (Cantonese / Mandarin and written chinese proficiency an advantage)
- Experience in handling high-impact and complex projects across borders or functions in a dynamic environment will be a definite advantage
- Qualified ACCA, HKICPA, CIA or equivalent

We offer successful candidates an attractive remuneration package and the opportunity to work in a dynamic and exciting environment.

Personal data collected will be used for recruitment purposes only.

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Professional Qualifications

  • Certified Public Accountant (HKICPA)
  • Chartered Certified Accountant (ACCA)

Technical Skills

  • Compliance
  • Internal Audit
  • Performance Management
  • Risk Management