VP, Regional Treasury Services AML Advisory


Technical Skills

  • Anti Money Laundering (AML)
  • Audit
  • Compliance
  • Know Your Customer (KYC)
  • Risk Assessment
  • Risk Management
  • Team Management
  • Training
  • Treasury

Job Description

VP, Regional Treasury Services AML Advisory

Location: HK-Hong Kong-Hong Kong-One Island East / 31141

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com

Our Investment Bank has one of the largest client bases in the world. We serve nearly 20,000 clients, including corporations, governments, states, municipalities, healthcare organizations, education institutions, banks and investors. We offer a complete range of financial services to help clients achieve their goals including strategic advice, liquidity, corporate financing and risk management. Our treasury services, investor services and investment bank collectively form the Corporate and Investment bank business of JPMorgan. This role will focus primarily on AML Compliance advisory for the Corporate and Investment bank with a focus on Correspondent Banking coverage.

Job Scope

  • Provide day-to-day guidance to TS business regarding compliance with banking laws/regulations and corporate requirements.
  • Review and approve current and new TS product programs, offerings and potential deals.
  • Provide guidance, advice and risk based solutions to complex regional business issues / initiatives in this high risk environment.
  • Work alongside the regional team on global and regional initiatives, including risk assessments, training and ongoing awareness.
  • Monitor and risk assess new and upcoming laws, regulations, policies procedures and products affecting country as and when they arise.
  • Ensuring that the Firm's AM/CFT Program is fully implemented, embedded and kept up to date.
  • Act as the final point of approval/escalation in matters of KYC, AML Monitoring and Suspicious Activity Reporting as well as making decisions on further escalations regionally as and when required.
  • Ensure that the TS business and GFCC management are appropriately advised of material Regional Treasury Services AML issues.
  • Develop and implement projects to quantify impacts and implement actions to address, manage and mitigate impacts of AML risk within Treasury Services in the Region.
  • Evaluate, monitor and quality assure existing procedures and develop new procedures, and controls to ensure compliance with current Anti-Money Laundering local requirements and the Firms’ minimum standards.
  • Deliver and progress monitor in-country AML training and testing programs to closure.
  • Produce, review and act on any AML related management information at an APAC level as required from the Firm’s MIS reporting framework.

Key Responsibilities

Line of Business Focus:
Corporate Investment Bank, Hong Kong
Treasury Services for APAC

Functional Focus:

  1. Assist in implementing Firm's AML Program in relation to Treasury Services across the APAC region. 
  2. Provide support to the relevant stakeholders charged with administering AML policies, procedures, controls and training in these focus areas.

Geographical Focus: APAC


Qualifications :

  • University or higher.
  • Law or business degree.
  • 10+ experience in the financial industry with a focus on the Treasury Services preferably with a global financial institution.
  • An expert on APAC AML regulatory requirements, including in-depth practical experience in implementing and advising on Treasury Services Products & Services.
  • Strong knowledge of AML/CFT and banking regulatory requirements in APAC.
  • Experience in regulatory investigations, exam and audit management preferable.
  • Experience in handling U.S. regulatory matters (e.g., Office of the Comptroller of the Currency, Office of Foreign Assets Control) and global/regional implementation would be a plus.
  • Seasoned professional with experience in one or more senior risk compliance roles, to include significant AML experience.

Competencies :

  • Ability to develop and maintain product relationships with key internal and clients across all levels but particularly with senior management.
  • A solution driven approach, with exemplary problem solving skills.
  • Ability to manage a team across APAC.
  • Able to work on your own or as part of a team.
  • Able to drive and manage productive and professional regulatory relationships.
  • Able to deliver results/meet deadlines under pressure and deal with motivated and driven bankers.
  • Ability to prioritize.
  • Strong analytical ability.
  • Excellent written, verbal and interpersonal communication skills.
Employment TypeFull-time
Education LevelBachelor
JPMorgan Chase BankFinancial Services, Retail and Commercial Banking

1101-1102 & 1118-1120 Level 22 Tower 1, Grand Century Place, 193 Princess Edward Road West, Mongkok, Kowloon, Hong Kong

directions_walk18 mins walk from Prince Edward Station