VP, Regional Compliance – Fixed Income

Senior (6-10 years)

Technical Skills

  • Compliance
  • Fixed Income
  • FX
  • FX Options
  • Regulatory Reporting
  • Sales
  • Training

Job Description

VP, Regional Compliance – Fixed Income

Location: HK-Hong Kong-Hong Kong-Chater House / 03761

About J.P. Morgan Chase & Co.
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.4 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.  Information about J.P. Morgan is available at http://www.jpmorganchase.com/
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries.  The firm is a leader in Investment & Corporate Banking; Financial Services for consumers, small business and commercial banking; financial transaction processing; asset management and private equity.
Business Description

Currency & Emerging Markets, Global Rates and Global Credit (including FX, FX Options, Interest Rates, Credit products, sales & trading, Structuring, Debt Syndication & Private Financing);

Key Responsibilities
  • Primary Compliance coverage responsibility for the North Asia Currency & Emerging Markets & Global Rates aligned sales businesses, including policy development, training, product/transaction reviews and regulatory advice.
  • Assessing the impact of regulatory changes throughout the N. Asia region, recommending appropriate process enhancements and assisting the businesses to implement change where required.
  • Preparation and presentation of regulatory reports to business and Compliance senior management referencing key indicators of regulatory risk.
  • Coordination of multi-jurisdictional regulatory, policy and new product reviews giving consideration to sales and trading activities, booking practices, and relevant regulations including those of the US, Asia and elsewhere.
  • Ongoing assessment of regulatory and compliance risks inherent in existing and proposed business activities and initiating, coordinating and delivering process enhancements where required.
  • Advising & assisting regional Compliance colleagues with regional and global compliance policies and training as well as regulatory and internal inspections, investigations, audits inquiries when required.
  • Preparation and delivery of Compliance training materials in Hong Kong and across North Asia.
  • Drafting and managing the roll out of Compliance policies, procedures and guidelines and any associated training requirements.
  • Coordination and liaison with local and corporate compliance groups as well as other corporate control functions such as business management, audit, tax and finance as required.


 Experience & Education
  • Tertiary education.
  • 7+ years of relevant work experience, preferably in an Investment Banking environment.
  • Knowledge of Fixed Income markets and products
  • Understanding and appreciation of fundamental principles of compliance.
Key Attributes
  • Ability to work autonomously and as part of a team.
  • Ability to exercise sound judgment.
  • Strong sense of ownership and responsibility.
  • Strong interpersonal skills.
  • Solution-focused.
  • Ability to multi-task, prioritise and project manage complex issues.
  • Inquisitive with an excellent attention to detail.
  • Excellent drafting skills.
Employment TypeFull-time
Career LevelSenior (6-10 years)
Education LevelBachelor
JPMorgan Chase BankFinancial Services, Retail and Commercial Banking

1101-1102 & 1118-1120 Level 22 Tower 1, Grand Century Place, 193 Princess Edward Road West, Mongkok, Kowloon, Hong Kong

directions_walk18 mins walk from Prince Edward Station