Associate - Quality Assurance - Chief Investment Office and Corporate Treasury (CTC) – Hong Kong

Junior (less than 3 years)

Technical Skills

  • Accountancy
  • Asset Allocation
  • Audit
  • Compliance
  • Internal Control
  • Quality Assurance
  • Risk Assessment
  • Risk Management
  • Sarbanes-Oxley

Job Description

Associate - Quality Assurance - Chief Investment Office and Corporate Treasury (CTC) – Hong Kong

Location: HK-Hong Kong-Hong Kong-One Island East / 31141

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at

The CIO Treasury & Corporate (CTC) Oversight & Control group is responsible for several control initiatives and works closely with many areas (i.e. Finance, Risk, Operations, Technology and Business Managers) across CTC.

The group is involved with control initiatives that include, but are not limited to the following:  

  • Risk and Controls Self-Assessment (RCSA) Program;
  • Sarbanes-Oxley (SOX) and CCAR CFO Attestation Control Programs;
  • Quality Assurance Program;

Specific Roles & Responsibilities

The Quality Assurance Team is responsible for assessing and addressing regulatory and external reporting risks, including validation and enhancement of reporting data integrity.

The candidates must be experienced professionals who possess strong auditing and accounting skills, good knowledge of the banking business, regulatory filings (CCAR, ICCAP, DFAST, Call reports, FR Y-9, etc.), financial instruments and products, and a strong understanding of internal control systems within a financial institution.

The candidate will be responsible for the following:

  •  Performing testing and evaluation of reported balances and other information (based on transaction nature and underlying client/contractual information) related to regulatory filings
  • Concluding and reporting on noted errors, and recommendations developed, with appropriate action plans and owners
  • Performing audit-type testing across CTC functions and processes (to be determined & defined)
  • Performing detailed risk and control assessments across CTC functions and processes
  • Ensuring appropriate closure of action plans developed in response to previous reported findings
  • Establishing and maintaining strong working relationships across CTC businesses and other control groups (i.e., finance, risk management, compliance, legal, etc.)
  • Working closely with regional and / or global business and information technology colleagues across CTC as issues emerge and reporting them timely to management and other stakeholders
  • Staying current with evolving industry and regulatory changes, and analyze impact to business objectives, processes, and compliance

Broader Department Roles and Responsibilities:

  • Internal Control Initiatives including the quarterly management representation letter process and checklist
  • Interaction with other CTC Finance Control Programs
  • Sarbanes Oxley (SOX) compliance and control program
  • Annual planning and review to determine scope and coverage of annual program.
  • Risk Assessment review by 10K financial statement line item for both quantitative and qualitative risk factors.
  • Reporting, oversight and supervisory review of transactional testing of business controls.
  • Ensuring appropriate documentation exists for:
    • procedure / flows for key business controls that impact SOX testing
    • summary memos for deficiencies identified and issue aggregation memos
    • year end memos and program rational documentation
  • Quarterly review/analysis of Business & IT controls issues identified by Audit, RCSA and management testing;
  • Price Waterhouse Cooper and Internal Audit liaison.
  • Facilitate the Risk and Control Self Assessments process which cover inherent risk assessment, controls assessment, and residual risk assessment.


  • 2+ years’ experience in Auditing, Accounting, Internal Control and/or Finance
  • Regulatory Knowledge of CCAR, DFAST, FR Y-14, R-Y10, a plus
  • Supervisory experience with small teams
  • BS in Accounting or Finance
  • CPA is preferred
  • Strong communication skills (written and verbal), , time management and organization skills
  • Analytical skills and attention to detail
  • Strong knowledge of Microsoft Office applications, knowledge of macros a plus
  • Ability to work in an evolving environment, manage multiple projects and support a growing business
Employment TypeFull-time
Career LevelJunior (less than 3 years)
Education LevelBachelor
QualificationCertified Public Accountant (HKICPA)
JPMorgan Chase BankFinancial Services, Retail and Commercial Banking

1101-1102 & 1118-1120 Level 22 Tower 1, Grand Century Place, 193 Princess Edward Road West, Mongkok, Kowloon, Hong Kong

directions_walk18 mins walk from Prince Edward Station