Regulatory Compliance Manager, Global Markets - Regulatory Compliance


Technical Skills

  • Compliance
  • Treasury

Job Description

Regulatory Compliance Manager, Global Markets - Regulatory Compliance

Location: Asia Pacific-Hong Kong-Hong Kong Island-Central

Some careers shine brighter than others

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential.
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues.  The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high caliber professional to join our team as Regulatory Compliance Manager, Global Markets.
Principal responsibilities
  • Advise on various regulatory aspects of Global Markets Corporate businesses, in order that risk owners can ensure that their business is conducted in accordance with all applicable laws, rules, regulations and codes of practice
  • Promote a compliance oriented culture, supporting the Global Markets Corporate business in delivering fair outcomes for customers and stakeholders and achieving HSBC’s strategic objectives
  • Advise the respective local compliance officers and regional business management stakeholders on regulatory risks to ensure consistency in the regulatory compliance approach and in the embedding of Regulatory Compliance and Conduct policies
  • Provide timely escalation to the Distribution Compliance Lead, the Head of Regulatory Compliance, the Head of Markets Regulatory Compliance, and Global Markets senior management team where appropriate.


  • Experience of working in a Compliance Advisory role in a Global Markets, Treasury or Commercial Banking segment is preferred
  • Knowledge of global markets and products, notably distribution practices
  • Ability to support and implement the Conduct Risk agenda
  • Good knowledge of Hong Kong and Asian regulations related to global markets
  • Strong analytical and problem solving skills
  • Experience of working for a large international institution preferred
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Employment TypeFull-time
Education LevelNon-specified
HSBCPrivate Banking and Wealth Management

1 Queen's Road Central, Central

directions_walk6 mins walk from Central Station