Regulatory Compliance Manager Global Banking Asia Pacific - Regulatory Compliance


Technical Skills

  • Compliance

Job Description

Regulatory Compliance Manager Global Banking Asia Pacific - Regulatory Compliance

Location: Asia Pacific-Hong Kong-Hong Kong Island-Central

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues.  The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high caliber professional to join our team as Regulatory Compliance Manager Global Banking Asia Pacific.
Principal responsibilities
  • Assist Senior Regulatory Compliance members in providing Regulatory Compliance advice and support in respect of the Global Banking activities in Hong Kong
  • Implement necessary procedures and policies to ensure compliance with all relevant laws, regulations, codes as well as Global Standards Manual, Global Risk and Global Banking Regulatory Compliance Manual.
  • Identify Regulatory Compliance Risks in the relevant business and provide necessary assessments and solutions
  • Monitor changes to business practice and products, resolve issues including the specification of processes, procedures and system enhancements from a Regulatory Compliance perspective to ensure adequate controls
  • Report all actual and potential breaches of applicable laws and regulations
  • Ability to clearly identify Regulatory Compliance risks and provide necessary analysis, advice, solutions and support
  • Ability to interpret regulatory developments and advise on its impact to business, provision of practical and compliant solutions
  • Ability to deal with Business and Management in a professional and proactive manner


  • Experience in managing or leading Compliance Project would be an advantage
  • Solid experience in Compliance or other control or risk functions of an international bank or financial institution
  • Good understanding of Banking and the nature of cross border transactions in the Asia Pacific region
  • Good Understanding of current Hong Kong Regulatory Compliance regulations or have prior experience dealing or working with Hong Kong regulators
  • Good analytical, inter personal and communication skills.
  • Highly motivated, with ability to work proactively and collaboratively within a large organization and to deliver high quality work on time
  • Demonstrates good judgment and able to support decisions with sound reasoning and deal with business in a professional manner  
The chosen candidate for this role will be required to undergo enhanced vetting. Subject to local laws, this will require the individual to satisfactorily pass a series of additional checks as part of the recruitment process and on an ongoing basis, if appointed to the role. HSBC Group reserves its position with regard to any steps which it may take in relation to any material adverse findings which arise either when the checks are originally completed, and/or if relevant, on an ongoing basis. For more information about the enhanced vetting for this role please contact the recruiter for this role.
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Employment TypeFull-time
Education LevelNon-specified
HSBCPrivate Banking and Wealth Management

1 Queen's Road Central, Central

directions_walk6 mins walk from Central Station