Regional Business Risk Control Manager - HSBC Securities Services


Technical Skills

  • Accountancy
  • Audit
  • Compliance
  • Fund Administration
  • Negotiation
  • Operational Risk
  • Project Management
  • Risk Assessment
  • Team Management
  • Valuation

Job Description

Regional Business Risk Control Manager - HSBC Securities Services

Location: Asia Pacific-Hong Kong-Hong Kong Island-Central

Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future. Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities Services offers a range of fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.
We are currently seeking a high caliber professional to join our team as Regional Business Risk Control Manager.
Principal responsibilities
  • Conduct regular Risk and control reviews, new business, new products and new markets risk assessments
  • Provide technical support and research on all HSBC Securities Services operational and control issues
  • Establish and implement control monitoring program to ensure all staff are fully aware of the importance and consequences of operational risks
  • Monitor and analyse Key Risk Indicators and operational metrics and maintain risk and control database
  • Drive comprehensive analysis and balanced judgment in the fulfilment of audit requirements, coordinate various internal and external control audits or reviews and ensure the timely implementation of audit recommendations
  • Devise and undertake ad-hoc projects for risk assessment and mitigation


  • Experience in compliance, audit or operational risk in financial industry
  • Degree holder, preferably Qualified Accountant, with strong knowledge of accounting standards, valuation of various investment instruments and interpretation of fund offering documents and statutory regulations
  • Availability to travel is required for this role, travel will be required at least once every three months, if not more frequently, to one of the 17 countries within Asia Pacific region
  • Relevant product knowledge including knowledge of Securities Services, for example Global Custody, Custody and Clearing, Corporate Trust and Loan Agency and Fund Services, is desirable but not essential
  • Strategic thinker with strong analytical and project management skills to enhance procedures and controls
  • Well developed leadership and people management skills, able to drive change and provide positive influence to achieve organization goals
  • Excellent written and verbal communication skills, able to negotiate and work effectively with senior business and stakeholders across business divisions and geographies
The chosen candidate for this role will be required to undergo enhanced vetting. Subject to local laws, this will require the individual to satisfactorily pass a series of additional checks as part of the recruitment process and on an ongoing basis, if appointed to the role. HSBC Group reserves its position with regard to any steps which it may take in relation to any material adverse findings which arise either when the checks are originally completed, and/or if relevant, on an ongoing basis. For more information about the enhanced vetting for this role please contact the recruiter for this role.
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Employment TypeFull-time
Education LevelBachelor
HSBCPrivate Banking and Wealth Management

1 Queen's Road Central, Central

directions_walk6 mins walk from Central Station