HSBC

Financial Crime Compliance Assurance Manager - Financial Crime Compliance

HSBC
Full Time
Junior (less than 3 years)
Non-specified
English

Job Description

Financial Crime Compliance Assurance Manager - Financial Crime Compliance

Location: Asia Pacific-Hong Kong-Kowloon-Tai Kok Tsui

Some careers grow faster than others.
If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.
Financial Crime Compliance aligns current activities within Global Risk and helps to build these into a more integrated framework to conduct Customer Due Diligence which enables HSBC to manage financial crime risk more effectively. It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to spot gaps as well as trends so that the team can take action. It proactively gathers and analyses financial intelligence in a smart way so that suspicious transactions, activities or connections can be identified and we can adequately protect our customers from the threat of financial crime.
We are currently seeking a high caliber professional to join our team as Financial Crime Compliance Assurance Manager.
Principal responsibilities
  • To support enhanced oversight over the Region’s management of Financial Crime Compliance risk through development of and support for periodic functional reviews of Asia Compliance teams, in accordance with a risk based model and in support of Global Financial Crime Compliance and Regulatory Compliance Assurance’s model. To plan, prepare, lead and report on such assurance reviews.
  • To carry out reviews of Financial Crime Compliance and Regulatory Compliance functions in accordance with the planned review schedule
  • To provide Financial Crime Compliance and Regulatory Compliance subject matter expertise and support for the Asia Pacific Financial Crime Compliance and Regulatory Compliance Assurance Team, working with the team to identify adverse trends, poor controls and systemic risks.
  • To carry out reviews of Financial Crime Compliance and Regulatory Compliance functions in accordance with the planned review schedule
  • To provide Financial Crime Compliance and Regulatory Compliance subject matter expertise and support for the Asia Pacific Financial Crime Compliance and Regulatory Compliance Assurance Team, working with the team to identify adverse trends, poor controls and systemic risks.
  • To take the complexity of the regulations on the one hand and the diversity of business and geographies within the Region as a whole and to achieve a balance between the demands of the regulators, external bodies and governmental initiatives and the Group’s shareholders and customers being alive to the political, management, operational, regulatory and reputational implications of particular decisions and courses of action, assisting senior management in development of controls and systems and influencing the way in which business is conducted in order to manage and monitor these risks.

Qualifications

Requirements
  • Seasoned Compliance professional, preferably with experience in an assurance and monitoring role.
  • Excellent communication skills both oral and written
  • Extensive knowledge of conduct of business risk
  • Background in controls and control testing, either in audit or other control functions.
  • Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines
  • Tenacity to follow issues through to resolution.
  • Team player who focuses on delivery and continuous improvement. 
You’ll achieve more when you join HSBC.
 
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Technical Skills

  • Audit
  • Compliance
  • Due Diligence