Director Regulatory Compliance Private Banking - Regulatory Compliance


Technical Skills

  • Compliance
  • Corporate Communications
  • Product Development

Job Description

Director Regulatory Compliance Private Banking - Regulatory Compliance

Location: Asia Pacific-Hong Kong-Hong Kong Island-Central

Some careers shine brighter than others
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential.
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues.  The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high caliber professional to join our team as Director Regulatory Compliance Private Banking.
Principal responsibilities
  • To discharge the accountabilities set out in the Compliance Officer Handbook by pro-actively assisting management in identifying and containing compliance risk
  • Fostering a compliance culture and optimizing relations with regulators.
  • To assist and support the Head of Regulator Compliance Private Banking Hong Kong in advising and supporting management in the overseeing of activities to ensure compliance with all relevant external regulatory requirements and internal codes and policies and implementation of initiatives which fall under the umbrella of Regulatory Compliance Risk and Global Standards. 
  • To perform an advisory role to the relevant businesses, formulating policies and standards to cover compliance issues and to support line management in managing and containing compliance risks by identifying and assessing the risks.


  • Solid Retail banking or Private banking knowledge and experience is preferred
  • Experience in working with regulatory bodies and having direct involvement in control aspects of regulatory or product development.  Familiarity with Hong Kong regulations
  • Demonstrates a mature and confident approach with good communication skills and attention to detail.
  • Strong communications, analytical, interpersonal and organisational skills.
  • Broad scope of knowledge of the business, including products, operations, systems and organisation.
  • Detail oriented and highly motivated.
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Employment TypeFull-time
Education LevelNon-specified
HSBCPrivate Banking and Wealth Management

1 Queen's Road Central, Central

directions_walk6 mins walk from Central Station