Anti-Money Laundering (AML) and Customer Due Diligence (CDD) Officer, Compliance

Guotai Junan
Full Time
Junior (less than 3 years)
Bachelor
English, Cantonese, Mandarin (Putonghua)

Job Description

Anti-Money Laundering (AML) and Customer Due Diligence (CDD) Officer, Compliance

Location: Central

Job Responsibilities

Responsibilities include but are not limited to:

  • Conduct investigations into screening/transaction monitoring generated alerts and escalate all identified True match cases onto the AML Manager;
  • Prepare and file suspicious transaction reporting (“STR") and follow up with reported cases;
  • Perform Enhanced Due Diligence (“EDD") on High Risk Clients;
  • Perform on-going Know Your Client update;
  • Provide assistance in responding enquiries from regulators; and 
  • Participate in other ad hoc compliance projects.

Qualifications

  • A degree holder in Law, Accounting, Finance or Business with at least 2 years experience in AML and/or Sanctions compliance and client on-boarding with an international bank/brokerage firm;
  • Knowledge of AML, CTF, CDD and Sanctions regulations and guidelines, and familiar with the Sanctions and Politically Exposed Persons (PEP) screening process; 
  • Strong communication, interpersonal and presentation skills;
  • Self-motivated, responsible, teamwork; and
  • Proficiency in both written and spoken English and Chinese, fluency in Putonghua is a must. 

We offer an attractive remuneration package to the right candidate. Interested parties please forward your full resume with availability, expected salary to [email redacted, apply via Jobable] or send it to 27/F., Low Block, Grand Millennium Plaza, 181 Queen’s Road, Central, Hong Kong.

(Data collected will be kept strictly confidential and used for recruitment purpose only.)


Technical Skills

  • Accountancy
  • Anti Money Laundering (AML)
  • Compliance
  • Due Diligence
  • Filing
  • Know Your Customer (KYC)