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Financial Services Assurance - Risk and Regulatory Assurance – Senior Accountant

Ernst & Young (EY)

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Financial Services Assurance - Risk and Regulatory Assurance – Senior Accountant

Intermediate (3-6 years)


Technical Skills

  • Asset Allocation
  • Asset Management
  • Audit
  • Capital Markets
  • Compliance
  • Filing
  • Internal Control
  • Report Writing
  • Tax
  • Technical Analysis

Job Description

Financial Services Assurance - Risk and Regulatory Assurance – Senior Accountant

Location: CN-Hong Kong

Risk and Regulatory Assurance team sits within our Assurance - Financial Services Organisation and is a fast growing and developing group globally and in Hong Kong. It offers you a dynamic and continuously changing portfolio as we respond to, and foresee client needs on an ongoing basis. 

The opportunity

Within EY's Assurance service line, our professionals provide:  

  • Internal control review & assurance services (including ISAE 3402, ISAE 3000 reports)
  • Services relating to SFC/HKMA Inspection ( including pre or post inspection assurance/attestation)
  • Services relating to regulatory licensing (including application assurance/attestation)
  • Regulatory filing and reporting



Your key responsibilities
  • Taking ownership on work streams on engagements.
  • Working as part of a larger team and day to day communication with clients
  • Taking responsibility for the conduct of reviews and preparation of reports according to EY methodology, making oral presentations of findings/recommendations to client’s management team(s)
  • Identifying the impact of forthcoming regulatory change, and support clients on the potential impact.
  • Supporting technical analysis and becoming a subject matter expert on topics
  • Identifying and documenting key systems and controls for demonstrating compliance with applicable SFC/HKMA regulations.
  • Technical research, responding to consultation papers from relevant regulatory bodies, participating in the development of EY thought leadership materials

To qualify for the role you must have
  • At least 3 years' relevant experience in providing audit services for the financial services industry
  • Knowledge and experience within the Wealth and Asset management or Banking and Capital Markets sector, with a strong understanding of the regulatory challenges within the Hong Kong/Greater China market
  • Detailed understanding of the SFC or HKMA requirements
  • Experienced in performing controls and assurance related regulatory projects
  • Strong report writing skills and excellent communication/presentation skills
  • Experience with regulatory bodies ideal.
  • Proficiency in Putonghua is an advantage

What working at EY offers 
  • Support, coaching and feedback from some of the most engaging colleagues around
  • Opportunities to develop new skills and progress your career
  • The freedom and flexibility to handle your role in a way that’s right for you

About EY

As a global leader in assurance, tax, transaction and advisory services, we’re using the finance products, expertise and systems we’ve developed to build a better working world. That starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. Whenever you join, however long you stay, the exceptional EY experience lasts a lifetime. And with a commitment to hiring and developing the most passionate people, we’ll make our ambition to be the best employer by 2020 a reality.

If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.

Join us in building a better working world.

Apply now.


Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelNon-specified
LanguageEnglish, Mandarin (Putonghua)
Ernst & Young (EY)Accounting and Finance

Citic Tower, 1 Tim Mei Ave, Admiralty

directions_walk18 mins walk from Wan Chai Station