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Advisory - Regulatory Compliance - Director (Asset Management)

Ernst & Young (EY)

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Advisory - Regulatory Compliance - Director (Asset Management)



Technical Skills

  • Anti Money Laundering (AML)
  • Asset Allocation
  • Asset Management
  • Audit
  • Capital Markets
  • Compliance
  • Internal Audit
  • Internal Control
  • Risk Management
  • Sourcing

Job Description

Advisory - Regulatory Compliance - Director (Asset Management)

Location: CN-Hong Kong-Hong Kong

Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk management and regulatory advice. You’ll help them by providing strategy and implementation support. You’ll work in high-performing teams alongside risk management professionals, quantitative analysts, risk technology architects, control professionals and former regulators. Together, you’ll help clients better assess and improve their risk and regulatory frameworks.
Your career is yours to shape. But we’ll provide a structured framework that allows you to grow. And with a network stretching around the globe, you’ll gain valuable insight across industries and geographies. So whenever you join, however long you stay, the exceptional EY experience lasts a lifetime.


Key Responsibilities:

  • Provide strategic sourcing services related to regulatory compliance, anti-money laundering (AML), corporate governance, enterprise risk management, internal controls and internal audit, to our clients in financial services (FS) industry
  • Assist organizations to maintain effective and efficient controls, in order to manage organizational and strategic risks
  • Provide advisory services to functional management and Audit Committee on business risk profile and status or trend of related business internal controls
  • Conduct internal audits and special reviews on complex or high risk sites, in multiple disciplines across the business


Qualifications, Education and Certification


To qualify, candidates must have:

  • Must have experience working for a large bank (preferably a global bank) and/or a regulator (preferably SFC) as well as in wealth and asset management compliance and regulatory issues
  • Experience dealing with regulators and senior executives on regulatory matters
  • Knowledge of current and evolving regulations in the WAM space across Hong Kong and globally
  • Understanding of wealth and asset management industry and current banking landscape (challenges, impact of various regulations, areas of focus, etc.)
  • Strong business acumen; ability and confidence to challenge the status quo
  • Strong communication skills (oral, written and, presentation) and ability to lead teams 
  • Self-motivating / a ‘go-getter’; ability to adapt quickly to new and unfamiliar situations
  • Versatile and willing to venture outside of comfort zone
  • Excellent command of spoken and written English

Employment TypeFull-time
Education LevelNon-specified
Ernst & Young (EY)Accounting and Finance

Citic Tower, 1 Tim Mei Ave, Admiralty

directions_walk18 mins walk from Wan Chai Station