Director / Senior Vice President - Equity Capital Markets

Intermediate (3-6 years)


Technical Skills

  • Capital Markets
  • ECM
  • Equities
  • Financial Analysis
  • Negotiation
  • Sales

Job Description

Director / Senior Vice President - Equity Capital Markets

Location: Central

Job Descriptions:

  • Act as a Project Leader in ECM transactions on a lead and/or syndicate role basis
  • Originate, structure and execute ECM transactions included but not limited to share placements, rights issues and equity-link products
  • Supervise junior staff in preparing origination materials involving relevant structural and financial analysis
  • Ensure that the necessary documentation and processes are in place for the Chinese Walls among different departments (such as corporate finance, sales and/or research) during mandated transaction
  • Assist the management to review existing policies and procedures to ensure all internal procedures are aligned with regulations of the SFC and the HKEX


  • University Degree or above in Economy and Finance or related disciplines
  • SFC Type 1 license holder
  • Over 5 years’ solid experience in Equity Capital Markets in an Investment Bank or sizeable financial institutions or a proven track record
  • Solid knowledge of the capital markets in Hong Kong & China, as well as the relevant rules and regulations
  • Strong technical background and good understanding of equity capital markets
  • Possess problem solving and research skills in order to lead in the negotiating and reviewing of equity transactions
  • Good network with funds, institutional and other investors
  • Excellent command of written and spoken English and Chinese (Putonghua is a must)

We offer attractive remuneration and benefits to the right candidates. Interested parties, please send your full resume including your CURRENT and EXPECTED salary by email: [email redacted, apply via Jobable] for application.

All applications will be treated in strict confidence and used exclusively for the employment purpose. Only short listed candidates will be invited for interview. The company will retain the applications for a maximum period of 6 months.

Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)