APAC Licensing & Registrations #122180

Full-time
Intermediate (3-6 years)

Posted 

Technical Skills

  • Accountancy
  • Compliance

Job Description

APAC Licensing & Registrations #122180

Location: Hong Kong-Hong Kong-Hong Kong

  • Subject Matter Expert on licensing matters.
  • Drive an efficient and effective end-to-end licensing process.
  • Implement compliance controls and reviews to ensure licensed individuals and/or the firm are following the relevant regulatory obligations to avoid regulatory breaches.
  • Exposure opportunity with professionals of front office and corporate functions at all level.
  • Support entity licensing, and ensuring proper entity governance from licensing perspective.
  • Key liaison with local regulators on licensing queries.
  • Act as a licensing advisor in business strategic projects and initiatives.
  • Join industry discussions with compliance officers in the industry peers on any standard methodologies or industry forum discussions.

Qualifications

  • You are a Degree holder in Accounting, Law or related disciplines.
  • You demonstrate deep understanding of HK licensing framework and have relevant compliance experience, for 4+ years.
  • Your experienced with advising front office on licensing matters and involve in licensing projects is a plus.
  • You have the ability to effectively and actively communicate and get along with people of any professional level.
  • You have solid awareness of controls and governance.
  • Efficient and diligent person, you are a problem solver with strong organizational and analytical skills.
  • You are a self starter and handle multiple demands in a dynamic environment.
Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish
Credit SuisseInvestment Banking and Brokerage

One Austin Road West, Kowloon, Hong Kong

directions_walk22 mins walk from Austin MTR Station