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HK - GF - Compliance Officer (AVP)

Full-time
Senior (6-10 years)

Posted 

Technical Skills

  • Audit
  • Change Management
  • Compliance
  • Microsoft Excel
  • Microsoft Powerpoint
  • Microsoft Word
  • Regulatory Reporting
  • Risk Assessment

Job Description

HK - GF - Compliance Officer (AVP)

Location: APAC-HKG-Hong Kong-Hong Kong

Responsibilities:

  • Manage the Regulatory and Control Matrix (RCM) including regular communication with different businesses/functions
  • Responsible for tracking on regulatory exam and process with Regulatory Event Tracking (RET) and regulatory correction actions (integrated CAP)
  • Oversee regulatory change management processes, including RCP and RCM
  • Serve as the liaison with regional compliance teams relating to various core compliance and Must Win Battles programs
  • Assist in Compliance Annual Risk Assessment (e.g. Anti-Bribery) exercise
  • Compliance team MCA coordination, testing and monitoring
  • Support the HK and Macau CCCO with franchise governance and dashboard reporting
  • Assist in coordinating updates on ETRs and Regulation O reporting
  • Coordinate/review of Third Party renewals, onboarding and quarterly review
  • Coordinate/review cross border data clearance (CBDC/CBAT) approvals
  • Provide governance on local regulatory reporting
  • Oversee/coordinate record management for Compliance team
  • Assist in providing advisory support to Global Functions and Enterprise O&T departments
  • Manage core and local policy requirements, e.g. Continuity of Business
  • Assist in managing various Core Compliance activities and help on other Country Compliance functions

Qualifications

Requirements:

  • Bachelor's degree or equivalent experience
  • At least 7 years of experience with 5 years of relevant experience in Central or Core Compliance, Testing / Audit / Assurance in an international bank.

  • Experience in Compliance, Operations or Audit preferred
  • Excellent written and verbal communication skills in English.  Knowledge of Chinese is an advantage but not a must
  • Ability to communicate with multiple lines of management
  • Must be a motivated self-starter and ability to meet tight deadlines
  • Excellent analytical and problem solving abilities
  • High degree of attention to detail
  • Proficient in Word, Excel, and PowerPoint


Employment TypeFull-time
Career LevelSenior (6-10 years)
Education LevelNon-specified
LanguageEnglish, Cantonese
CitibankFinancial Services, Retail and Commercial Banking

50/F, Champion Tower 3 Garden Road Central, Hong Kong

directions_walk12 mins walk from Admiralty Station