HK - GF - Compliance Officer

Full-time
Intermediate (3-6 years)

Technical Skills

  • Compliance
  • Marketing
  • Sales

Job Description

HK - GF - Compliance Officer

Location: APAC-HKG-Hong Kong-Hong Kong

  • To support team head to ensure adequate compliance and control oversight, and to institute a disciplined compliance and control framework and process
  • To work with business teams for business initiatives, and to assist review product programs, procedures, sales & marketing materials and incentive programs
  • To support team head and work with business teams in implementing of sales supervisory framework including product suitability, risk disclosures, surveillance and monitoring
  • To coordinate on regulatory examinations, reports and enquiries, external reviews and audits

Qualifications

Requirements:

  • Minimum 3-4 years of financial industry experience
  • Relevant experience in compliance roles
  • Strong written and spoken English and Chinese
  • Bachelor’s Degree or above
  • Proactive and excellent interpersonal skills
  • Able to work independently and be a team player
Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish, Cantonese
CitibankFinancial Services, Retail and Commercial Banking

50/F, Champion Tower 3 Garden Road Central, Hong Kong

directions_walk12 mins walk from Admiralty Station