HK – GF - AVP - Regional APAC Corporate and Investment Banking, Capital Market Origination and Research Independent Compliance Risk Management Compliance Officer

Full-time
Intermediate (3-6 years)

Posted 

Technical Skills

  • Analytics
  • Audit
  • Capital Markets
  • Compliance
  • Corporate Communications
  • Financial Advising
  • Training

Job Description

HK – GF - AVP - Regional APAC Corporate and Investment Banking, Capital Market Origination and Research Independent Compliance Risk Management Compliance Officer

Location: APAC-HKG-Hong Kong-Hong Kong

Providing Compliance advisory support to Corporate & Investment Banking, Capital Markets Origination and Research businesses. Specific responsibilities include:

  • Providing general compliance and transactional advice.
  • Responding to enquiries from regulators and clients.
  • Significant involvement in Citi’s interpretation and application of new regulations.
  • Developing, implementing and advising on policies and guidance to assist the business to understand and comply with their regulatory obligations.
  • Work closely with business management to help develop practices and controls to address regulatory risks.
  • Reviewing new products and other new business initiatives
  • Developing and delivering training.
  • Participating in internal investigations and disciplinary matters in relation to employee conduct.
  • Assist in surveillance monitoring of communications and other business activity, and in developing Compliance Monitoring.
  • Handling ad hoc policy and coverage issues.
  • Engaging, coordinating and partnering with other control functions and regional compliance (i.e. Country/Product ICRM, the Control Group, Legal, Audit, Operations, etc.).
  • Performing any other ad-hoc tasks assigned by the Head of APAC Corporate & Investment Banking, Capital Markets Origination and Research ICRM.

Qualifications

Requirements:

  • University degree, preferably in Business, Finance, Law or similar disciplines
  • Preferably with minimum of 5 years’ relevant financial industry experience, especially with a Hong Kong regulatory, legal or compliance background
  • Knowledge of Hong Kong banking, securities and financial advisory laws and regulations preferred
  • Analytically minded, and ability to work and make decisions under time pressure
  • Strong interpersonal and communication skills
  • Effective team player with the ability to proactively engage business and control function colleagues at all levels
Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish
CitibankFinancial Services, Retail and Commercial Banking

50/F, Champion Tower 3 Garden Road Central, Hong Kong

directions_walk12 mins walk from Admiralty Station