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HK GCB SVP CBORC Risk and Control Team Head

Full-time
Lead (more than 10 years)

Posted 

Technical Skills

  • Audit
  • Compliance
  • Internal Audit
  • Operational Risk
  • Risk Management
  • Sales
  • Training

Job Description

HK GCB SVP CBORC Risk and Control Team Head

Location: APAC-HKG-Hong Kong-Hong Kong

  • Engages in discussion with Retail Bank and relevant stakeholders on escalated incidents to determine root cause and conduct the impact assessment
  • Assists and agrees with Retail Bank to formulate proper and viable remedies, CAPs and compensating controls to mitigate operational risk
  • Assists Retail Bank to meet with new regulatory requirements by engaging in gap and control design discussions with Compliance and relevant stakeholders
  • Assists I&I to put in place proper controls to new process by providing insight and suggestion from operational risk perspective
  • Follows through with Retail Bank to ensure implementation of relevant new process and controls by deadline
  • Assists Retail Bank to build/implement end-to-end process and necessary enhancement by providing suggestions and insights on control designs on daily basis, e.g. MCA control process update to reflect business changes, new product/initiative reviews
  • Assists Business in improving IA or regulatory review results by providing advice/suggestions to Risk Control Matrix (RCM) write-ups as part of review preparation
  • Acts as an independent investigation party for Sales Practices Complaints of Retail Bank and surveillance to ensure impartiality and quality of investigation
  • To identify any practice issues, operation lapse and opportunity for enhancement to end-to-end sales process, backend operational process and training opportunity to frontlines
  • Provides suggestions to case resolution and CAPs to members of Sales Practice Review Meeting and follow through with Retail Bank completion of CAPs identified

Qualifications

  • Minimum 11 years working experience in the Financial Services industry
  • Minimum three years in an Internal Audit, Risk Management, or Control Management-related role
  • Bachelor Degree or equivalent professional qualification
  • Strong understanding of process and controls concepts, including risk identification, monitoring frameworks and methodologies
  • Strong background in Retail Bank products
  • Strong experience in dealing with auditors and regulators
  • Sound understanding of the regulatory framework
  • Relationships: Able to build rapport with key business stakeholders, ensuring open information flow Be sought out as an expert and constructive advice giver
  • Leadership & Management: Develop and communicate strategies to achieve required business practice standards
  • Proactive: Challenge status quo, look for gaps or improvements in current business practices, anticipate change and act to ensure business readiness
  • Innovation: Look for business oriented solutions, whilst ensuring coverage of regulatory and policy standards and engaging with stakeholders
Employment TypeFull-time
Career LevelLead (more than 10 years)
Education LevelNon-specified
LanguageEnglish
CitibankFinancial Services, Retail and Commercial Banking

50/F, Champion Tower 3 Garden Road Central, Hong Kong

directions_walk12 mins walk from Admiralty Station