HK Compliance Product Analyst Regional Compliance

Full-time

Posted 

Technical Skills

  • Compliance
  • CRM
  • Microsoft Excel
  • Microsoft Powerpoint
  • Microsoft Word
  • Project Management
  • Reconciliations
  • Risk Management
  • Training

Job Description

HK Compliance Product Analyst Regional Compliance

Location: APAC-HKG-Hong Kong-Hong Kong

Serves as a Hong Kong ICG compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet ICG business and customer needs in a manner consistent with the Citi program framework.

Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported ICG business and guidance on Hong Kong rules/laws.

Key Activities include:

  • Assisting and supporting senior staff in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
  • Assisting with investigations, reconciliation procedures and preparing routine correspondence
  • Assisting with regulatory inquiries and/or examinations
  • Researching rules/rule changes and implements policies, procedures or other controls necessary to comply with the rules
  • Creating and maintaining reports for control, tracking, and analysis purposes and ensuring appropriate and secure retention of documents
  • Preparing, editing and maintaining Compliance program related materials
  • Coordinating, track and time manage policy and training initiatives
  • Interacting and working with other areas within ICRM, as necessary
  • Additional duties as assigned
  • Supporting ICG licensing and Manager-In-Charge related matters and guidance on local regulatory requirements to the ICG business in Hong Kong

Qualifications

  • Bachelor’s degree;  some experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
  • Advanced degree (e.g. JD, MBA) is a plus
  • Excellent written and verbal communication skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Strong project management and organizational skills and capability to handle multiple projects at one time
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
  • Some knowledge of compliance laws, rules, regulations, risks and typologies is preferable

 

Employment TypeFull-time
Education LevelBachelor
LanguageEnglish
CitibankFinancial Services, Retail and Commercial Banking

50/F, Champion Tower 3 Garden Road Central, Hong Kong

directions_walk12 mins walk from Admiralty Station