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Manager (Regulatory Compliance)

Full-time
Senior (6-10 years)

Posted 

Technical Skills

  • Accountancy
  • Compliance
  • Internal Control
  • Risk Management
  • Surveying

Job Description

Manager (Regulatory Compliance)

    Responsibilities:
  • Provide advice on regulatory compliance matters, track progress of implementation of regulatory requirements by relevant departments to ensure full compliance with required standards and within expected timeframe
  • Dispatch regular and ad hoc requests / surveys / enquiries raised by HKMA or regulators to relevant business or support units for handling and monitor progress to ensure timely response to regulators
  • Disseminate circulars issued by regulator with highlights to various departments for information and follow-up actions
  • Conduct self-assessment / special compliance review as required by regulators
  • Coordinate and support on-site and off-site examinations by internal and external parties, follow up with relevant units on rectification measures in relation to examination findings
  • Handle other ad hoc projects or assignments
    Requirements:
  • Degree in Risk Management, Accounting, Finance or related disciplines
  • Minimum 8 years of relevant experience in banking compliance or internal control
  • Good understanding of banking rules and regulations such as Banking Ordinance, HKMA Supervisory Policy Manual, etc
  • Excellent communication and interpersonal skills, able to work with stakeholders at different levels
  • Well-versed in spoken and written English and Chinese
Employment TypeFull-time
Career LevelSenior (6-10 years)
Education LevelBachelor
LanguageEnglish, Cantonese
Chong Hing BankFinancial Services, Retail and Commercial Banking

Chong Hing Bank Centre, 24 Des Voeux Rd Central, Central

directions_walk3 mins walk from Central Station