Manager / Assistant Vice President (Securities Compliance)

Full-time
Intermediate (3-6 years)

Posted 

Technical Skills

  • Accountancy
  • Audit
  • Bonds
  • Compliance
  • Futures
  • Internal Control
  • Risk Management

Job Description

Manager / Assistant Vice President (Securities Compliance)

    Responsibilities:
  • Provide advice to business units on investment compliance in relation to Banking Ordinance and Securities & Futures Ordinance
  • Conduct regular and ad hoc compliance review on securities related business areas
  • Support related policies and guidelines development and review
  • Perform other ad hoc projects or assignments
    Requirements:
  • Degree in Risk Management, Accounting, Finance or related discipline
  • Minimum 5 years of relevant experience in banking compliance, audit or internal control
  • Conversant with banking rules and regulations including Banking Ordinance, Securities & Futures Ordinance, HKMA Supervisory Policy Manual, etc.
  • Sound knowledge of investment products such as funds, bonds, securities, etc.
  • Good communication and interpersonal skills, able to work with stakeholders at different levels
  • Well-versed in spoken and written English and Chinese
Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish, Cantonese
Chong Hing BankFinancial Services, Retail and Commercial Banking

Chong Hing Bank Centre, 24 Des Voeux Rd Central, Central

directions_walk3 mins walk from Central Station