China Construction Bank

VP, Compliance (Corporate Banking)

China Construction Bank
Full Time
Intermediate (3-6 years)
Bachelor
English, Cantonese, Mandarin (Putonghua)

Job Description

VP, Compliance (Corporate Banking)

Location: Hong Kong

Responsibilities

- Provide advisory on corporate and commercial banking compliance and general compliance issues to businesses and management
- Maintain and update compliance manuals and policies
- Work with relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes with respect to corporate and commercial banking businesses
- Work with group compliance to keep abreast of and adhere to the updated group policies and requirements
- Handle compliance-related head office requests and/or reporting requirements
- Handle ad-hoc projects as may from time to time be assigned by the Division/Team Head
- Prepare compliance reports for senior management review
- Review customer communication materials/correspondence with regulatory bodies regarding corporate and commercial banking businesses and general compliance matters
- Provide training to and promote compliance awareness among the associates
- Assist in liaising with local regulators on compliance matters and regulatory examinations relating to corporate, commercial and retail banking businesses

Requirements

- Degree holder preferably in Accounting, Law or related disciplines
- Minimum 5 years' working experience in regulatory / compliance with hands-on experience in providing compliance advice
- Familiar with the banking ordinance and rules, codes and guidelines issues by HKMA
- Solid experience in corporate and commercial banking compliance and general compliance in banking sector
- Sound knowledge of the relevant laws and regulators pertinent to bank
- Good interpersonal and communication skills to work with internal parties
- People-oriented and a team player
- Proficiency in both spoken and written English and Chinese (including Putonghua)