China Construction Bank

AVP/Manager, Compliance (Retail Banking)

China Construction Bank
Full Time
Intermediate (3-6 years)
Bachelor
English

Job Description

AVP/Manager, Compliance (Retail Banking)

Location: Hong Kong

- Conduct regular compliance monitoring and reviews on areas such as account opening, transactions, personal account dealing activities, etc.
- Provide compliance support and advice to both frontline and back office on day-to-day operation and issues such as licensing, update of operational manuals / procedures / scripts / forms, new marketing / product initiatives, etc.
- Review and provide comments on marketing materials and bank initiatives relating to investment and insurance products, retail banking (including cross border) and treasury products
- Ensure the implemented compliance policies are updated and well maintained
- Disseminate compliance-related information and publications to all relevant staff or departments
- Conduct compliance training and promote compliance awareness among associates
- Perform ad-hoc assignments as required

- University degree or above in law, accountancy or any related discipline
- Minimum 5 years relevant experience in banking/financial industry, preferably gained in compliance area
- Knowledge of SFO and investment and insurance related regulations
- Familiar with banking operations and controls as well as different products and services offered by the bank
- Self-motivated, independent with strong analytical abilities and good judgment
- Good planning, interpersonal and communication skills to work with internal parties
- People-oriented and team players


Technical Skills

  • Compliance
  • Processing Banking Transactions