AVP, Investors Services

Senior (6-10 years)

Technical Skills

  • Anti Money Laundering (AML)
  • Compliance
  • Due Diligence
  • Know Your Customer (KYC)
  • Microsoft Excel
  • Microsoft Word
  • Reconciliations

Job Description

AVP, Investors Services

Location: HK-Hong Kong (HK)-Hong Kong

Investors Services (IS) team under BNP Paribas Securities Services is looking for a new AVP with strong KYC background and team management skills.

The post holder will oversee a team that performs followings:

  • KYC / FATCA and dealing instruction review on investors, following up with investors to ensure completeness of data / document
  • Maintaining records on investors' due diligence / FATCA classification
  • Monitoring change request and reviewing KYC / FATCA status
  • Liaising and handling request / enquiries from clients and investors in regards to KYC and FATCA
  • Preparing reports and conducting KYC annual review including screening
  • Performing daily reconciliation on subscription monies and ensuring AML compliance
  • Managing ad-hoc projects

Ideal candidate should have:

  • Excellent client servicing skills
  • Strong interpersonal skills and organisational skills
  • Detail oriented and well organised
  • Proactive, independent and can work under pressure
  • Excellent communication skills in English, Cantonese and Mandarin (spoken and written) 
  • Proficient PC skills (Microsoft Word & Excel)


Ideal candidate should have followings.

  • A relevant Bachelor degree
  • At least 8 years’ KYC experience in financial and banking industry
  • Having knowledge and experience in fund industry is highly preferred
Employment TypeFull-time
Career LevelSenior (6-10 years)
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)
BNP ParibasInvestment Banking and Brokerage

63/F, Two IFC, 8 Finance Street, Central, Hong Kong

directions_walk11 mins walk from Central Station